Investment Associate

Investment Associate-W437883

Description

Supports one or more Financial Advisor(s). Works closely with Advisor(s) to meet the needs and objectives of the client(s). Assists customers with trades (if licensed), requests for information, research, account problems etc. – all types of customer service. Assist with all operational requests. Utilizes tools and resources to help Advisor(s) with the growth of their business. Complies with all compliance & risk management policies and procedures associated with the role. Reports to the STIS Group/Area Operations Manager.

Works with less direction and handles more duties. Fully proficient in all brokerage desktop tools & procedures.

Qualifications

To meet the requirements of the job the applicant must have a Four Year College degree with a major in Business, Finance, or Economics. Summer jobs, internships and/or jobs held while in school should be included/referenced while applying and are an important element of the candidates experience and qualifications for the role. Series 7, 63 and 65 (or 66) licenses, plus Life and Health Insurance license must be obtained within 300 days of date of hire.

Job: Brokerage

Primary Location: MD-Montgomery County

Work Locations : Research Plaza

1445 Research Blvd

Rockville 20850

Schedule: Full-time

Equal Opportunity Employer: SunTrust supports a diverse workforce and is a Drug Testing and Equal Opportunity Employer. SunTrust does not discriminate against individuals on the basis of race, creed, color, gender, religion, national origin, age, disability, veteran status, pregnancy, marital status, citizenship status, sexual orientation, gender identity, genetic information, or any other classification protected by applicable laws.

To review the EEO Poster, copy and paste the following link into your brower: http://www1.eeoc.gov/employers/upload/eeoc_self_print_poster.pdf http://www.dol.gov/ofccp/regs/compliance/posters/pdf/OFCCP_EEO_Supplement_Final_JRF_QA_508c.pdf